After a prolonged period of consultation, the Financial Conduct Authority has now settled its position on non-financial misconduct....
Introduction A recent roundtable report[1] has highlighted the importance of the role of INEDs and a well-developed company secretarial...
Introduction The UK Financial Conduct Authority (the ‘FCA’) is preparing for Brexit in earnest however there is a worrying...
Transitioning FCA firms and individuals As discussed in a recent Elemental news article available here, the Financial Conduct Authority...
A replacement for the Approved Persons Regime A Financial Conduct Authority (‘FCA’) consultation closed recently that will affect almost...
The Risk Transformation Regulations (the ‘Regulations’) will, once enacted into law, create the protected cell company (‘PCC’). This...