The Senior Managers & Certification Regime – the Transition
Transitioning FCA firms and individuals As discussed in a recent Elemental news article available here, the Financial Conduct Authority...
15 December, 2017 / 0 Comments
approved persons Tag
The Senior Managers & Certification Regime
A replacement for the Approved Persons Regime A Financial Conduct Authority (‘FCA’) consultation closed recently that will affect almost...
10 November, 2017 / 0 Comments
