The Senior Managers & Certification Regime – the Transition
Transitioning FCA firms and individuals As discussed in a recent Elemental news article available here, the Financial Conduct Authority...
Transitioning FCA firms and individuals As discussed in a recent Elemental news article available here, the Financial Conduct Authority...
A replacement for the Approved Persons Regime A Financial Conduct Authority (‘FCA’) consultation closed recently that will affect almost...
The Risk Transformation Regulations (the ‘Regulations’) will, once enacted into law, create the protected cell company (‘PCC’). This...
There is growing evidence that criminals are swapping palm trees for lochs and heading to Scotland to avoid...
The Prudential Regulation Authority (PRA) is responsible for the regulation and supervision of some 1,700 financial institutions including...
When we think about corporate governance it can be all too easy to concentrate solely on the top...
Background On 26 March 2015, the Small Business, Enterprise and Employment Bill received Royal Assent and the Department for...
In an interview recently, Apple’s CEO Tim Cook commented on the ever changing nature of business. Admitting that...
One of the key findings from the KPMG 2015 Global Audit Committee Survey is that audit committees are...
The Bank of England has released the minutes of its governing body, the Court, covering the period from...